Supervisor, AML Compliance

Questrade Financial Group • North American Centre, 5700 Yonge St, North York, ON M2N 5M9, Canada • 7h ago

What’s in it for you as an employee of QFG?

Health & wellbeing resources and programs
Paid vacation, personal, and sick days for work-life balance
Competitive compensation and benefits packages
Work-life balance in a hybrid environment with at least 3 days in office
Career growth and development opportunities
Opportunities to contribute to community causes
Work with diverse team members in an inclusive and collaborative environment

This job posting is for an existing vacancy

We’re looking for our next Supervisor, AML Compliance. Could It Be You?

The purpose of the Supervisor, AML Compliance is to facilitate Questrade Financial Group (QFG) in complying with anti-money laundering (AML), anti-terrorist financing (ATF) legislation and complying with QFG’s internal AML/ATF policies and procedures. This will be achieved through the day-to-day activities performed under the supervision of the Manager, AML Compliance.

The Supervisor, AML Compliance shall be responsible for adhering to all aspects of QFG’s AML/ATF program, managing the financial crime exposure to the firm and all sectors Questrade Financial Group operates in, with a specialized focus on virtual currency.

Need more details? Keep reading…

The Supervisor, AML Compliance is responsible for:

Supporting the AML Enterprise Program of Questrade Financial Group within the MSB and virtual currency space
Performing oversight over staff conducting AML-related case reviews and making decisions regarding the determination of suspicion
Responsible for performing AML-related case reviews, including but not limited to, more complex issues and transactions and providing support to staff, when necessary
Reporting all case results to the Director of AML and CAMLO
Filing regulatory reports with FINTRAC which include suspicious transaction reports and large virtual currency transaction reports
Maintaining total administrative control over the case log/tracker to ensure timely review of all reports of suspicious activity, and case records to ensure such records are available to regulators and law enforcement on a timely basis
Performing oversight of daily review of ongoing monitoring and transaction monitoring reports
Evaluating and developing new reporting to enhance existing program
Proficiency in performing enhanced due diligence of high-risk clients and activities on account opening, on repapering or in connection with specific transactions referred for AML review
Active participation in and taking minutes during committee meetings, with minimal oversight supervision.

The Supervisor, AML Compliance is expected to:

Be a subject matter expert in QTG’s AML/ATF compliance policies and procedures
Be proficient in with FINTRAC Guidelines for MSBs and virtual currency
Be familiar with virtual currency regulations and risks
Be proficient in QFG’s data management systems, including QOffice, BPS and FXL, Chainalysis and NICE Actimize
Work cooperatively with multiple departments during investigations and other related tasks
Navigate high volume, multidimensional datasets to identify patterns, anomalies and indicators when investigating complex cases
Take ownership of processing and completing of all tasks as assigned
Responsible for decision making and taking lead on ad hoc projects
Promote the adoption of AI and available automation to assist in completing AML tasks
Provide training and supervision to Officers and Analysts on the AML Compliance team
Exhibit the highest level of ethics, accountability and professionalism in all aspects of the job

So are YOU our next Supervisor, AML Compliance? You are if you…

Certified Anti-Money Laundering Specialist (CAMS)
Advanced Excel, Power BI, SQL or similar skills
In-depth knowledge of virtual currencies and related legislation (or proposed legislation)
Post secondary degree/diploma in related field
3 + years experience with a MSB, virtual currency dealer or equivalent Financial Institution

Additional kudos if you…

AML industry continuing education courses
CSI courses, including Canadian Securities Course (CSC) and Conduct and Practices Handbook (CPH)
Regular participation in industry associations, conferences and workshops
Development of a network of professionals and peers in securities compliance, bank compliance and AML
Chainalysis certification (CRC, CKC, CISC, CCFC)

Compensation Information:

Base salary range: $95,000 - $105,000
The final compensation package will be commensurate with the successful candidate's experience, skills, and geographic location (Canada). It includes a comprehensive benefits plan and a competitive incentive (bonus) program for Full-Time Permanent roles.

Sounds like you? Click below to apply!

#LI-Hybrid #LI-JW1

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